The company revealed that on February 21, 2025, the SEC’s Enforcement Division notified RHC in a letter that it had concluded its inquiry. The investigation stemmed from a Wells Notice issued to RHC in May 2024, which suggested that the SEC was considering enforcement action. “We applaud the staff’s decision to close this investigation with…
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It was revealed that the leading Nordic digital investment platform has been using Broadridge’s API-based solution since September 2024, ensuring compliance with shareholder identification requests while maintaining data security across Sweden and other European markets. “We are firmly committed to the advancement of shareholder democracy throughout the financial services industry,” said Quincy Curry, Director of…
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The firm revealed in a release that the three directors will officially begin their terms following HKEX’s 2025 Annual General Meeting (AGM) and will serve until the conclusion of the 2027 AGM. HKEX Chairman Carlson Tong stated: “We warmly welcome the appointment of Ms Ding Chen and the reappointment of Mr Joseph Yam to the…
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AustralianSuper is the trustee of Australia’s largest superannuation fund. The Australian Securities and Investments Commission (ASIC) said in a recent press release that it launched an investigation into systemic failures at the country’s largest super fund, which resulted in approximately 90,700 members holding multiple accounts between 1 July 2013 and 31 March 2023. These members…
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The move is said to be aimed at providing traders with tools to improve market analysis, automation, and execution. BlackArrow offers all-in-one market access, allowing traders to engage with forex, indices, cryptocurrencies, commodities, and stocks within a single platform. The integration is expected to simplify portfolio management by eliminating the need for multiple accounts across…
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According to the CMA, individual traders at each bank shared competitively sensitive pricing information via private one-to-one Bloomberg chatrooms between 2009 and 2013. The unlawful exchanges were said to be related to gilt auctions, trading, and sales to the Bank of England. Deutsche Bank also participated in the chatrooms. However, it is exempt from a…
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In a press release, Eurex said Müller plans to pursue new entrepreneurial opportunities but has offered to assist with the transition. Müller has been with Deutsche Börse since 1997, holding key leadership roles, including Group Treasury and Investor Relations after the company’s IPO in 2001, and later serving as Managing Director for Corporate Strategy and…
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One of the standout features of BlackArrow is its all-in-one market access. Traders can seamlessly engage with forex, indices, cryptocurrencies, commodities, and stocks within a single platform. This integration simplifies portfolio management and allows traders to explore diverse opportunities without the need for multiple accounts or platforms. Additionally, BlackArrow offers next-level automation, enabling users to…
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Smart Vision Summit Oman 2025, a major event on the regional fintech and investment calendar, brought together industry leaders to discuss trends and challenges shaping the financial markets. Exness contributed to key conversations through expert-led panels and insightful presentations. Exness’ experts contributed to important discussions about the industry and the financial markets. Wael Makarem, Senior…
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It was revealed that ICJ, a joint venture between Broadridge and the Tokyo Stock Exchange, will integrate Broadridge’s JASDEC Processing Solution (JASDECPS) to manage proxy voting data, reducing administrative risks while strengthening security and efficiency. The move is said to align with JASDEC2025, a major capital markets infrastructure upgrade set to go live in early…
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