CySEC announces lapse of authorisation license of Vayronus Enterprises Ltd LeapRate

May 02, 2017 BY Valentina Kirilova

CySEC announces lapse of authorisation license of Vayronus Enterprises Ltd

The Cyprus Securities and Exchange Commission (CySEC) announced that, on 30th January 2017, the Company Providing Administrative Services Vayronus Enterprises Ltd, waived its authorization pursuant to section 16(1) of the Law Regulating Companies Providing Administrative Services and Related Matters of 2012, as in force (the ‘Law’). Therefore, the Company’s authorization with Νumber 150/196, which was…

May 02, 2017 BY Valentina Kirilova

Hong Kong SFC adds Marshall & Grant Limited to its alert list

Hong Kong’s financial regulator the Securities and Futures Commission (SFC) has updated its Alert List, which features the names of businesses that are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong. Added to the SFC Alert List…

May 02, 2017 BY Valentina Kirilova

FCA warns against Williams & Chase Associates firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm Williams & Chase Associates. Williams & Chase Associates is not authorised by the FCA but has been targeting people in the UK and is also carrying…

May 02, 2017 BY Valentina Kirilova

Hong Kong SFC adds FMA Global Ltd to its alert list

May 02, 2017 BY Valentina Kirilova

FCA warns against BvB Advisory Limited clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm BvB Advisory Limited. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics…

May 02, 2017 BY Valentina Kirilova

ASIC takes action against Courtenay House Capital Trading Group to protect investors

Following an application by ASIC, the Supreme Court of NSW has made interim orders by consent against Courtenay House Capital Trading Group Pty Ltd (Courtenay House Trading Group), Courtenay House Pty Ltd (Courtenay House) and a number of other parties, including freezing their assets and restraining them from carrying on a financial services business. ASIC…

May 02, 2017 BY Valentina Kirilova

Bats welcomes new issuer Franklin Templeton Investments to the Bats ETF Marketplace

Bats, a CBOE Holdings Inc.(NASDAQ: CBOE) company, welcomed Franklin Templeton Investments as a new issuer to the Bats ETF Marketplace with a suite of three U.S. equity focused funds. The funds include: The Franklin LibertyQ U.S. Equity ETF (Bats: FLQL), which seeks to provide investment results that closely correspond, before fees and expenses, to the…

May 01, 2017 BY admin

Recently listed Shanghai Gold futures boost precious metals trading in April on DGCX

The Dubai Gold and Commodities Exchange (DGCX), the region’s largest and most diversified derivatives exchange, witnessed an eventful month of trading across its precious metals, base metals and currency segments in April. The recently listed DGCX Shanghai Gold Futures Contract (DSGC) has had a positive knock-on effect on the trading activity of the Exchange’s other…

April 28, 2017 BY Valentina Kirilova

Hong Kong SFC adds Blackstoneh and BlacKstone to its alert list

April 28, 2017 BY Valentina Kirilova

TSX Company Services joins Diligent to offer board collaboration tools to issuers

TSX Company Services and Diligent today announced a collaboration to offer Toronto Stock Exchange and TSX Venture Exchange issuers secure, effective tools to enable board members to work on materials in real-time from anywhere. Through this arrangement, issuers will benefit from preferred pricing for Diligent's best-in-class board management software. We are continuously looking at ways…

Category: Financial Services