Cboe Global Markets, Inc. (Nasdaq: CBOE) today announced its Q3 2017 report, along with the planned retirement of its Executive Vice President, Chief Financial Officer (CFO) and Treasurer, Alan Dean, at the end of December 31, 2017, after 38 years of service to the company. Cboe plans to promote Brian Schell, currently Deputy CFO, to…
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Torstone Technology, the global provider of post-trade securities and derivatives processing, today announced the appointment of Payal Raina to the newly created position of Global Head of Marketing, with immediate effect. Payal Raina will be responsible for overseeing Torstone Technology’s global marketing and branding initiatives as well as internal and external communications for the company.…
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The Ontario Securities Commission (OSC) has announced that the term of Maureen Jensen, Chair and Chief Executive Officer (CEO) of the OSC, has been extended for three years by the Ontario Ministry of Finance. The Order in Council is accessible on the Ontario Government’s website. Maureen Jensen is an outstanding leader who brings exceptional value…
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Interdealer broker TP ICAP (LON:TCAP) has announced the appointment of Eric Sinclair as CEO, Information Services. Sinclair will join TP ICAP on 13 November following Frank Desmond’s decision to leave the company after 12 years of service. Eric Sinclair has a wealth of experience across the financial services industry, and spent 14 years at the…
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The Securities and Exchange Commission (SEC) announced that David Glockner, Director of the Chicago Regional Office, is planning to leave the agency later this month. Since late 2013, Mr. Glockner has led a staff of approximately 270 enforcement attorneys, accountants, investigators, and compliance examiners involved in the investigation and prosecution of enforcement actions and the…
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LeapRate Exclusive... LeapRate has learned that the longtime CEO of London-based FX, CFDs and spreadbetting broker ETX Capital, Andrew Edwards (pictured above), has resigned. We also understand that Mr. Edwards has left ETX to take a similar job at a rival firm, which will be unveiled shortly. Replacing Mr. Edwards as CEO of ETX Capital,…
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Exegy Inc., a provider of managed services and technology for low-latency financial market data, has hired Carlos Lopez Lansdowne as its Sales Director for Europe and Asia, based in London. Mr. Lansdowne has responsibilities for sales of Exegy products and services, as well as development of partnerships to expand its enterprise ecosystem. He reports directly…
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LCH, the global clearing house, today announced that John Horkan has been appointed as LCH Group Chief Operating Officer (COO), effective immediately. He assumes this role in addition to his current responsibilities as LCH Head of North America. John Horkan will continue to be based in New York reporting to Daniel Maguire, Chief Executive Officer…
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The Financial Industry Regulatory Authority (FINRA) announced today that Susan F. Axelrod will leave FINRA for other opportunities in the private sector after 28 years of service at the organization and its predecessor, NYSE Regulation. Axelrod has served as FINRA’s Executive Vice President for Regulatory Operations since 2013, where she has been responsible for leading…
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Virtu Financial, Inc. (NASDAQ:VIRT) the technology-enabled market maker and liquidity provider to the global financial markets, just announced that it has appointed Joseph J. Grano, Jr. to its Board of Directors effective immediately. Mr. Grano will also serve as a member of the Firm’s Audit Committee. The appointment happens just two days after the company…
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