The Central Bank of the United Arab Emirates Regulatory Body Who are the Central Bank of the United Arab Emirates? With roots stretching all the way back to 1973, the Central Bank of the United Arab Emirates (CBUAE) is charged with promoting the financial and monetary stability of the UAE, as well as with…
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The Financial Services Authority of Seychelles Who are the Financial Services Authority of Seychelles The Financial Services Authority of Seychelles (FSA) is the main regulator for non-bank financial services in the Seychelles. Currently, it is established under the terms of the Financial Services Authority Act (2013), where it has a broad range of responsibilities…
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The Lebanese Capital Markets Authority Who are the Capital Markets Authority? The Capital Markets Authority (CMA) is an independent, fully autonomous body that was set up to regulate capital market activity in Lebanon. It supervises, licenses and monitors the activities of corporate entities and individuals engaged in the capital markets sector. It was established…
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The Securities Commission of the Bahamas Regulatory Body Who are the Securities Commission of The Bahamas? The Securities Commission of The Bahamas (SCB) is the main body responsible for the regulation and oversight of the financial services industry within The Bahamas. The SCB was set up in 1995 under the terms of the…
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The Hong Kong Securities and Futures Commission Who are the Hong Kong Securities and Futures Commission? The Hong Kong Securities and Futures Commission – also known as the SFC – is an independent body charged with regulating the securities and futures sectors in Hong Kong. The SFC is a statutory body that was established in…
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Financial Service Agency Japan Regulatory Body The JFSA is responsible for maintaining the stability of Japan’s financial system through the protection of depositors, insurance policyholders and securities investors. It ensures smooth financial dealings through such measures as planning and policymaking concerning the financial system, inspection and supervision of private-sector financial institutions, and surveillance of securities…
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ADGM Financial Services Regulatory Authority (FSRA) Abu Dhabi Global Market (ADGM) is a financial free zone, with its own civil and commercial laws based on English common law. ADGM is an international financial centre that offers a local, regional, and international business community within a world-class legal system and regulatory regime. As one of the…
Read moreThe Central Bank of Ireland Regulatory Body The Central Bank of Ireland (CBI) regulates the financial services sector by overseeing more than 10,000 firms that provide financial services in Ireland and overseas. The regulation is undertaken through risk-based supervision, underpinned by a credible threat of enforcement. The objective is to ensure financial stability, consumer protection…
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The Financial Futures Association of Japan Reflecting developing trends, the Financial Futures Association of Japan (FFAJ) was established in August 1989 by the authorisation of the Minister of Finance pursuant to the Financial Futures Trading Law promulgated in 1988. The primary objectives of the FFAJ are to ensure the protection of investors and the…
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The FSA of St. Vincent and the Grenadines The FSA is responsible to the Government of St. Vincent and the Grenadines for the administration and enforcement of those enactments specified under its governing legislation. Therefore, as part of its mandate, the FSA is charged with ensuring compliance with the FSA Act and other specified enactments,…
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