June 19, 2013 BY Gerald Segal
ABN Amro fined $1 million by the CFTC over customer fund segregation
It is not just smaller brokers the CFTC is going after when it comes to segregating client funds. The CFTC is making it very clear to brokers large and small that securing and segregating client funds is its priority number one, and that each broker had better be careful to stick to the letter of…
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