A need for cyber security measures The matter of cyber security measures as part of the obligations of AFS licensees arouse from a ruling of the Australian federal court against a RI Advice Group Pty Ltd. The company was found in breach of its AFS license obligations because of a lack of adequate risk management…
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Joel Murphy, Eightcap CEO, commented: Providing our clients with unique trading resources is a priority for us as we continue to build a home for our traders. TradingView is used by millions of traders worldwide, and we are excited about this partnership as it allows our clients to make the most out of TradingView's outstanding…
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Scott Schroeder said: Scott has a great record of driving growth as well as building and managing successful sales teams at major capital markets organizations. Given the very different approach to financial market regulation throughout APAC, there is a compelling need for our services and expertise, and Scott will play a key role in fueling…
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Richard Douglas, CEO of Hong Kong, Saxo Markets, said: Ma brings the expertise and energy we’re looking for and bolsters our overall ambition in the region across both retail and institutional segments. Ivan Chang, Regional Head of Saxo Institutional, APAC, Saxo Markets, added: In APAC, we currently work with partners in many sectors. They come…
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Noel Quinn, the Group Chief Executive at HSBC, commented: I’m encouraged by our start to the year. Our strategy is on track, with organic growth and good momentum across most parts of the Group. While profits were down on last year’s first quarter due to market impacts on Wealth revenue and a more normalized level…
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Most recently, Harris worked at Credit Suisse. He spent fourteen years with the investment bank as a PS4PB, a prime services arm of the business for private banks that allows funds and family offices that are sophisticated enough to utilise the investment bank capabilities. During his time working at Credit Suisse, he moved between Singapore,…
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Taylor said in his LinkedIn post: I’m happy to share that I’m starting a new position as Managing Director at ACY Securities! Taylor has worked with several prominent companies in the financial services sector. In his career, he has worked at Invast Financial Services, OneRoyal, and GFT Markets. Taylor spent over six years as Chief…
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With 18 years industry experience, Shih has previously held senior sales and strategy positions at HSBC, UBS, JPMorgan Chase and other financial institutions in the US, as well as in Hong Kong. Shih served as Head of Sales and Marketing at Hong Kong-based fintech startup AQUMON for the past three years. There he grew the…
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The administrators Stephen Graham Longley and Craig David Crosbie, informed ASIC that most of Dixon Advisory’s clients have transitioned to alternate financial services providers. The AFS licence suspension allows the company to continue its operation until 9 May 2022 so that its existing clients can move to alternative providers. Earlier in April, ASIC took action…
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However, the rand has remained strong in the last few weeks as the South African Reserve Bank also appears to be in a cycle of tightening. On the whole, the outlook for South Africa’s economy seems to be stronger now than it was at the start of 2022: prices of important commodities, key to South…
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