Tag: ASIC guidance

ASIC released Regulatory Guide RG 259 Risk Management systems of responsible entities to provide additional guidance to responsible entities on our expectations for compliance with their existing obligation under the Corporations Act 2001 to maintain adequate risk management systems. The guide is aimed at ensuring that the risk management systems of responsible entities, including minimum…

ASIC just announced that has released new Regulatory Guide 258 Registered liquidators: Registration, disciplinary actions and insurance requirements. RG 258 explains: how to apply for registration as a liquidator, including the requirements a person must meet to become a registered liquidator; the renewal of registration process; the disciplinary and other actions that a registered liquidator…