Tag: best execution

November 22, 2016 BY admin

Euronext partners with Strategic Insight for best execution analytics platform

Euronext, the leading pan-European exchange in the Eurozone, today announced that it has selected Strategic Insight’s LiquidMetrix software for best execution, transaction cost analysis (TCA) and surveillance services as best execution analytics platform for its equity, ETF and derivatives products. Euronext will be using LiquidMetrix to help its clients demonstrate best execution and provide them…

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June 02, 2016 BY Mike Fox

E-Trade fined by FINRA $900K for best execution and client order information violations

The Financial Industry Regulatory Authority (FINRA) announced today that it has censured and fined E*TRADE Financial Corp (NASDAQ: ETFC) $900,000 for failing to conduct an adequate review of the quality of execution of its customers’ orders and for supervisory deficiencies concerning the protection of customer order information. E*Trade provides online securities investing and trading services for…

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March 04, 2014 BY Gerald Segal

Electronic dealing fast replacing ‘faulty’ forex dealers at major banks

Regulatory action risks to squeeze big banks' profit margins from FX, but bringing increased transparency and likely more volumes A report in Monday’s edition of the Financial Times outlines an accelerating shift that is occurring within the FX markets industry during the past couple of months. Yes, we are talking about electronic dealing finally arriving…

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