Tag: CFTC action against merrill lynch

December 22, 2014 BY Mike Fox

GAIN Capital shares pop 6% Monday on positive analyst comments

Investment bank Keefe, Bruyette & Woods raises earnings estimates for both GAIN Capital and FXCM, citing the higher-volatility environment.

August 27, 2014 BY Andrew Saks-McLeod

Merrill Lynch falls foul of CFTC order for supervision irregularities resulting in $1.2 million fine

US banking giant paid $318 million in exchange and clearing fees to the CME and Chicago Board of Trade, but had unexplained over-accruals of approximately $451,318 from 196 clients

Tag: CFTC action against merrill lynch

GAIN Capital shares pop 6% Monday on positive analyst comments

Merrill Lynch falls foul of CFTC order for supervision irregularities resulting in $1.2 million fine

ATFX Connect at FMLS 2024: Showcasing Leadership and Innovation in Finance

Wedbush Supports 24-Hour US Equity Trading For Correspondent Clients

HKEX Appoints Chief Sustainability and Group Chief Communications Officer

SEC Chair Gary Gensler to Step Down on 20 January

IC Markets Global and World Table Tennis (WTT) Renew Partnership