Tag: CFTC no action letter

October 15, 2015 BY Mike Fox

CFTC continues exemption of Australia's Yieldbroker trading platform

This period of exemption for Aussie based trading platform Yieldbroker will last until expiration on May 15, 2016. Yieldbroker may continue to offer trading in New Zealand Dollar-denominated interest rate swaps on its platform during the relief period.

May 23, 2014 BY Gerald Segal

CFTC relaxes certain SEF reporting rules, to incentivize SEF trading

It seems as though trading volumes on Swap Execution Facilities, or SEFs, are not what regulators initially anticipated. To encourage more SEF trading, CFTC Acting Chairman Mark Wetjen announced three actions to (among other things) promote end-user trading on (SEFs), as well as on designated contract markets (DCMs). What are SEFs? SEFs are licensed trading venues,…

Tag: CFTC no action letter

CFTC continues exemption of Australia's Yieldbroker trading platform

CFTC relaxes certain SEF reporting rules, to incentivize SEF trading

Seaport Global Securities Fined $125k By FINRA

easyMarkets and Real Madrid Renew Collaboration Agreement

Nordic Capital Closes Evolution II Fund at €2bn Hard Cap After Rapid Fundraising

ATFX Africa: Empowering Traders Across South Africa

Swoosh Finance: ASIC Alleges Breach of Responsible Lending Obligations