Tag: China Merchants Securities

Shortly after announcing a 10-month ban on Mr Jia Zhen, former China Merchants Securities (HK) Co., Limited (CMSHK) account executive, the Securities and Futures Commission (SFC) of Hong Kong announces a similar penalty for Mr Ng Hongs. Mr Ng Hongs is also a former account executive of CMSHK, a subsidiary of subsidiary of China Merchants…

The Securities and Futures Commission (SFC) of Hong Kong today announces that it has temporarily banned from the industry Mr Jia Zhen over violations of the SFC’s Code of Conduct. He is banned from re-entering the securities and futures industry for 10 months - from February 20, 2016 to December 19, 2016. Mr Jia Zhen…