October 27, 2016 BY Valentina Kirilova
ASIC refuses an application Clemente Group Holdings Pty Ltd for a derivatives/market maker licence
The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to refuse an application from Clemente Group Holdings Pty Ltd seeking an Australian Financial Services (AFS) licence to provide various financial services, including to make a market in derivatives. In her decision, the AAT’s Senior Member J F Toohey said: In my assessment of the evidence,…
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