Spain regulator CNMV warns against two unregistered entities LeapRate

April 02, 2018 BY Valentina Kirilova

Spain regulator CNMV warns against two unregistered entities

The National Securities Market Commission (CNMV) has just published the following list of warnings reported on unregistered entities: MEDIA GC LIMITED (TRADEGC), MEDIAGCLTD.COM/ES MEDIA CLIENT SERVICE, S.L. For more details on the warnings, you can visit the CNMV website to view any existing warnings on unauthorized entities and other warnings. In addition, there is a search engine available at the…

March 15, 2018 BY LeapRate Staff

Spain details warnings brokers must give to Forex, CFD and Binary Options traders

There seems to be some confusion out there regarding a circular issued today by Spanish financial regulator CNMV, entitled (translated from the original Spanish): The CNMV approves a Circular that establishes new warnings on financial instruments considered especially complex. The issue of warnings required by the CNMV aren't new - they were introduced for Spanish traders…

January 08, 2018 BY Valentina Kirilova

CNMV enables a channel for reporting infringements

The National Securities Market Commission (CNMV) informed that it has opened a communication channel for possible infringements that guarantees the protection of the informer and the quality of the information received. The function of this tool, which is already available on the CNMV website, is to facilitate the reception of communications from people who have…

Spanish Stock Market BME Bolsa de Madrid

December 27, 2017 BY Valentina Kirilova

Spanish regulator CNMV approves BME as APA and ARM

BME Regulatory Services announced today that it has received authorisation from the Spanish securities market regulator, Comisión Nacional del Mercado de Valores (CNMV), to provide Approved Publication Arrangement (APA) and Approved Reporting Mechanism (ARM) services in compliance with MiFID II and MiFIR requirements, which will come into force on 3rd January 2018. As an APA,…

December 19, 2017 BY Valentina Kirilova

CNMV approves the new circular on the website disclosure obligations of investment firms

The National Securities Market Commission (CNMV) announced that it has approved a new Circular on the disclosure obligations of investment firms (IFs) regarding corporate governance and remuneration policy through their websites. The new Circular defines the obligations of IFs in terms of disclosure through their websites in relation to corporate governance and remuneration established in…

December 18, 2017 BY Valentina Kirilova

Spain regulator CNMV warns against unregulated FX sites trade12.com and binomo.com

Spain’s financial regulator National Securities Market Commission (CNMV) has issued a warning regarding two websites - www.trade12.com and https://binomo.com. According to CNMV records, these institutions are not registered in the corresponding registry of this Commission and, therefore, are not authorized to provide investment services. Entity warned EXO CAPITAL MARKETS LIMITED WWW.TRADE12.COM TIBURON CORPORATION LIMITED HTTPS://BINOMO.COM…

November 03, 2017 BY LeapRate Staff

CySEC directs FX brokers to include warnings when targeting Spanish clients

Cyprus financial regulator CySEC has issued a notice to all CIF licensed brokers in the EU island country, regarding the targeting of Spain based retail traders. Spain's CNMV is one of the few major EU regulators which has not 'come down hard' on the online trading sector by issuing tighter leverage restrictions, or bans on…

June 28, 2017 BY Valentina Kirilova

CNMV approves takeover bid for the shares of Clínica Baviera

The Board of the National Securities Market Commission (CNMV) announced that has approved, at its meeting held today, the voluntary takeover bid for the shares of Clínica Baviera, S.A. submitted by Aier Eye International (Europe), S.L.U. The offer is aimed at 100% of the share capital of Baviera composed of 16,307,580 shares of 0.10 euros…

June 12, 2017 BY Valentina Kirilova

ESMA issues positive opinion on short selling ban by Spanish CNMV

The European Securities and Markets Authority (ESMA) announced that has issued an official opinion agreeing to an emergency short selling prohibition, for a period of one month, by the Comisión Nacional del Mercado de Valores (CNMV) on net short positions in Liberbank, S.A. (Liberbank) shares under the Short Selling Regulation. The measure is expected to…

May 29, 2017 BY Valentina Kirilova

Spanish regulator CNMV warns against Binary Options Robot and IAlphaGroup

The National Securities Market Commission (CNMV) has issued warnings on the following entities: BINARY OPTIONS ROBOT, operating at www.binaryoptionrobot.com and www.binaryoptionsrobot.com, and IAlphaGroup, operating at www.ialphagroup.com. According to CNMV records, these institutions are not registered in the corresponding registry of this Commission and, therefore, are not authorized to provide investment services. CNMV warnings on unauthorized…

Tag: CNMV