Macquarie Investment Management penalised over Corporations Act contraventions LeapRate

Macquarie Investment Management penalised over Corporations Act contraventions

The Supreme Court of New South Wales has found that Macquarie Investment Management Ltd (MIML) contravened the Corporations Act by failing to comply with its duties as a responsible entity of the van Eyk Blueprint International Shares Fund (VBI Fund). The Court made declarations of contravention and ordered that MIML pay a civil pecuniary penalty…

February 18, 2014 BY Gerald Segal

ASIC improves processes to encourage whistleblowers

Legal advice is strongly recommended before an individual decides to file a report with ASIC Australian regulator ASIC (Australian Securities and Investments Commission) has issued a press release detailing the complete procedure for whistleblowers who decide to contact the entity in relation to organizations and activities that are under the authority’s jurisdiction. The statement explains…

Tag: Corporations Act

Macquarie Investment Management penalised over Corporations Act contraventions

ASIC improves processes to encourage whistleblowers

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