February 08, 2018 BY Valentina Kirilova
SFC reprimands and fines Credit Suisse (Hong Kong) $39.3 million
The Hong Kong Securities and Futures Commission (SFC) announced that it has resolved its concerns with Credit Suisse (Hong Kong) Limited (CSHK), Credit Suisse Securities (Hong Kong) Limited (CSSHK) and Credit Suisse AG (CSAG) (collectively, Credit Suisse) over internal control failures. Under the resolution, the SFC reprimanded and fined Credit Suisse a total of $39.3…
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