NFA bars Chicago woman from membership for accepting funds while providing false statements to conceal forex trading losses LeapRate

March 24, 2016 BY Mike Fox

NFA bars Chicago woman from membership for accepting funds while providing false statements to conceal forex trading losses

National Futures Association (NFA) today announced it has permanently barred Chicago, Ill., sole proprietor commodity trading advisor (CTA) Tina Mozhayski, DBA RF INTL, from membership and from acting as a principal of an NFA Member. The Decision, issued by an NFA Hearing Panel, is based on a Complaint authorized by NFA's Business Conduct Committee on March 18, 2015. The…

September 10, 2015 BY Maria Nikolova

CFTC approves rule to require introducing brokers to have NFA registration

The proposal, which was first issued in late 2013, is finally approved and will demand from IBs, commodity trading advisors and certain commodity pool operators to have registration with the National Futures Association.

July 30, 2015 BY Maria Nikolova

NFA suspends CTA Jonathan Parker from membership

NFA cannot determine what Jonathan Parker did with the approximately $400,000 he collected from pool participants.

March 22, 2015 BY Mike Fox

NFA charges CTA in continued crackdown on deceptive investment promotions

ln one e-mail to an undercover NFA staff member, the cited CTA said that he "hoped to profit 100 million dollars every year for the next ten years because of his technical trading analysis that is quite accurate..."

December 18, 2014 BY Andrew Saks-McLeod

Federal court orders AlphaMetrix LLC to pay $5.6 million in restitution and penalties

The CFTC has ordered AlphaMetrix to pay restitution of $2.8 million and a civil monetary penalty of $2.8 million and requires AlphaMetrix Group to pay disgorgement of $2.8 million.

December 17, 2014 BY Mike Fox

No action relief! Properly registered CTA's will not be required to record oral communications

The staff of the Commodity Futures Trading Commission today issued no-action relief for certain Regulation 1.35(a) recordkeeping requirements. The relief is granted to commodity trading advisors (CTAs) registered with the CFTC that are also members of a designated contract market or swap execution facility (SEF) from Rule 1.35(a)’s oral record keeping requirements. The relief also…

November 11, 2014 BY Mike Fox

CTAs push on higher in October with more positive returns

Newedge, a global leader in multi-asset brokerage and clearing, today announces the October performance data for its CTA performance indices.

Tag: CTA