May 03, 2017 BY LeapRate Staff
NFA fines UK-based Duet Asset Management $1 million for prohibited loans to its CEO
US financial regulatory body the National Futures Association (NFA) has ordered Duet Asset Management Ltd., an NFA Member commodity pool operator and commodity trading advisor located in London, England, to pay a $1 million fine. Duet Asset Management Ltd. is part of Duet Group, a London based global alternative asset manager co-founded by former CSFB…
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