Tag: efloortrade

September 29, 2016 BY LeapRate Staff

Introducing broker eFloorTrade and owner John Moore hit with CFTC civil action

The U.S. Commodity Futures Trading Commission (CFTC) has announced that it has filed a civil enforcement action in the U.S. District Court for the Southern District of New York against eFloorTrade, LLC (eFloorTrade) and its majority owner and sole principal John Moore, charging them with recordkeeping and supervision failures and charging Moore with making false…

January 06, 2015 BY Andrew Saks-McLeod

NFA fines eFloorTrade and related entities $45,000 and bans Diamond Head Capital permanently

NFA accepts settlement from introducing broker and its senior management following a complaint regarding AML and execution procedure, whilst concurrently banning Diamond Head Capital from NFA membership

Tag: efloortrade

Introducing broker eFloorTrade and owner John Moore hit with CFTC civil action

NFA fines eFloorTrade and related entities $45,000 and bans Diamond Head Capital permanently

Broadridge Completes Kyndryl SIS Takeover

Cboe Launches New Timestamping Service

Wise Expands Reach with Direct Access to Philippines’ InstaPay

Alpha Group Confirms Jayne-Anne Gadhia Succeeds Clive Kahn as Non-Executive Chairman

Hargreaves Lansdown Acquisition Approved by Turkish Competition Board