Following the British regulatory authority's recent remit to toughen its stance, Execution Noble has been issued with a fiscal penalty representing the first time that the FCA has censured a firm over sponsorship activity
Read moreThe FCA has been busier than ever recently issuing unauthorized broker warnings from unscrupulous online trading providers targeting UK clientele. However, it is a good cue to avoid dealing with any firms warned against by the FCA even if not a UK citizen. The FCA released today that they believe AGF Markets, which looks like…
Read moreBritain's Financial Conduct Authority has become aware of FXGL Capital, an unlicensed retail FX brokerage, soliciting for business within its jurisdiction, therefore advises potential investors to exercise caution
Read moreA look back at the most intriguing and popular Forex industry news stories from the past week at LeapRate. To make sure that you receive timely access to all LeapRate articles, sign up to our Daily Forex Industry Newsletter on the right. → The last week in December was another shortened week due to New Year's…
Read moreFortress Prime delivers liquidity in FX, precious metals, commodities, global indices and CFD's. It utilizes advanced MT4 and FIX API trading technology solutions in addition to advisory and operational services to brokers, professional clients, financial institutions, and hedge fund managers globally.
Read moreFollowing the recent cases in which firms have been censured for LIBOR and FX rate manipulation, the FCA is seeking industry perspective with regard to regulating 7 more benchmarks including WM/Reuters (WMR) London 4pm Closing Spot Rate
Read moreChancellor of the Exchequer confirms government will extend legislation put in place to regulate LIBOR to cover seven further financial benchmarks, including the main foreign exchange benchmark, with those found guilty of manipulating these benchmarks facing up to seven years in prison.
Read moreBritain's FCA committed to undertaking a post-implementation review of how retail financial products are provided to help the regulatory authority determine the extent to which the RDR was delivering the outcomes it was designed to achieve.
Read moreFor financial professionals in Britain, it is not just conduct within the workplace and world of financial services that can lead to regulatory censuring, but also personal matters including payment for the means of transport used for commuting
Read moreTo improve transparency, all customer complaints must now be reported to the FCA.
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