Tag: financial adviser

asic bans
May 16, 2019 BY Valentina Kirilova

Former Kaz Capital financial adviser banned for 6 years

Australian regulator ASIC informed the public today of its decision to ban Mr David Stephen Cornford of Centennial Park, New South Wales, from providing financial services for a period of 6 years. Cornford was employed as an adviser at Kaz Capital Pty Ltd between 2014 and 2017. According to the regulator, Cornford was: buying and…

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