November 23, 2017 BY Valentina Kirilova
Hong Kong SFC fines a former account executive of Fulbright Securities Ltd and bans him for life
The Securities and Futures Commission (SFC) has banned Mr Danny Fung Kwong Shing, a former account executive of Fulbright Securities Limited (Fulbright Securities), from re-entering the industry for life and fined him $542,071. The disciplinary action follows an SFC investigation which found that between January 2013 and May 2014, Fung had: conducted 772 unauthorized transactions…
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