February 29, 2016 BY Maria Nikolova
Hong Kong's SFC imposes HK$4 million fine on Yuanta Securities over inaccurate price disclosure
Hong Kong's Securities and Futures Commission (SFC) today announces that it has reprimanded and imposed a fine of HK$4 million (US$ 514,330) on Yuanta Securities (Hong Kong) Company Limited, a wholly owned subsidiary of Yuanta Financial Holdings Co Ltd (TPE:2885). The regulatory decision stems from findings that Yuanta Securities has failed to disclose the actual…
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