Tag: Hong Kong Securities and Futures Commission

June 13, 2017 BY Valentina Kirilova

Hong Kong and Australia seal agreement on fintech cooperation

The Hong Kong Securities and Futures Commission (SFC) and ASIC today signed a Co-operation Agreement which provides a framework for cooperation to support and understand financial innovation in each economy. This Cooperation Agreement builds on the already close ties between ASIC and the SFC, as well as the Australia-Hong Kong trade and investment relationship more…

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Hong Kong SFC
May 22, 2017 BY Valentina Kirilova

SFC suspends a former responsible officer of Guoyuan Securities Brokerage Ltd for six months

The Hong Kong Securities and Futures Commission (SFC) announced that has suspended Mr Hui Lam Chiu, a former responsible officer of Guoyuan Securities Brokerage (Hong Kong) Limited (Guoyuan), for six months from 19 May 2017 to 18 November 2017. The disciplinary action follows the SFC’s sanction against Guoyuan over its breach of the anti-money laundering…

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