SFC forbids Interactive Brokers Hong Kong Ltd to deal with certain assets LeapRate

SFC forbids Interactive Brokers Hong Kong Ltd to deal with certain assets

The Hong Kong Securities and Futures Commission (SFC) just informed the public that it has issued a restriction notice to Interactive Brokers Hong Kong Limited (IBHK), prohibiting it from dealing with or processing certain assets held in a client account (the Client Account) which is related to suspected insider dealing in the shares of Bloomage…

February 14, 2018 BY Valentina Kirilova

SFC reprimands and fines Interactive Brokers Hong Kong Limited $4.5 million

The Hong Kong Securities and Futures Commission (SFC) informed that it has reprimanded and fined Interactive Brokers Hong Kong Limited (IBHK) $4.5 million after resolving concerns over IBHK’s breaches of the Code of Conduct in its execution of market orders using electronic and algorithmic trading systems. The SFC’s disciplinary action followed two market disruption incidents…

Tag: Interactive Brokers Hong Kong Limited

SFC forbids Interactive Brokers Hong Kong Ltd to deal with certain assets

SFC reprimands and fines Interactive Brokers Hong Kong Limited $4.5 million

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