CSA: Investor Advisory Panel’s annual report highlights work on conflicted compensation LeapRate

April 13, 2017 BY Valentina Kirilova

CSA: Investor Advisory Panel’s annual report highlights work on conflicted compensation

The Investor Advisory Panel today released its 2016 Annual Report summarizing its recommendations, activities, submissions, consultations, and meetings during the calendar year. In 2016, the Panel focused on five critical areas of investor protection: conflicts of interest and conflicted compensation, the need for a best interest standard, risk profiling, the Ombudsman for Banking Services and…

OSC's Investor Advisory Panel issues Risk Profiling Roundtable Report

The Investor Advisory Panel (IAP), an independent committee established by the Ontario Securities Commission (OSC), released a report on the risk profiling roundtable that it jointly organized with the OSC Investor Office on September 28, 2016. The roundtable was held to explore the findings of the IAP’s research report on the risk profiling used in…

Tag: Investor Advisory Panel

CSA: Investor Advisory Panel’s annual report highlights work on conflicted compensation

OSC's Investor Advisory Panel issues Risk Profiling Roundtable Report

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