January 12, 2017 BY Valentina Kirilova
CFTC orders J.P. Morgan Securities LLC to pay $900,000 for supervision failures
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and settling charges against J.P. Morgan Securities LLC (JPMS), a Delaware corporation headquartered in New York City, for failing to diligently supervise its officers’, employees’, and agents’ processing of exchange and clearing fees it charged customers for trading and clearing Chicago Mercantile Exchange, Inc.…
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