Tag: Macquarie Equities Limited (MEL)

ASIC has banned Mr Nicholas Kerr, of Carindale, Queensland, from providing financial services for five years after finding that he engaged in unauthorised discretionary trading on his client accounts, provided inappropriate advice and created false records. Mr Kerr was a representative of Macquarie Equities Limited (MEL) from March 2008 to August 2013. ASIC's investigation found…