First EMIR derivatives reporting fine handed out to Merrill Lynch

October 23, 2017 BY Valentina Kirilova

First EMIR derivatives reporting fine handed out to Merrill Lynch - £34.5 million

Merrill Lynch International (MLI) has been fined £34,524,000 by the Financial Conduct Authority (FCA) for failing to report 68.5 million exchange traded derivative transactions between 12 February 2014 and 6 February 2016. This is the first enforcement action against a firm for failing to report details of trading in exchange traded derivatives, under the European…

Tag: Merrill Lynch International (MLI)

First EMIR derivatives reporting fine handed out to Merrill Lynch - £34.5 million

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