Tag: MiFIR

November 30, 2021 BY Steffy Bogdanova

SteelEye releases automated reconciliation solution for MiFIR reporting

Regulators in the UK and EU working to enhance confidence in the financial markets by intensifying their enforcement action. SteelEye’s Three-Way Reconciliation solution is designed to helps firms address data integrity issues by automating the reconciliation process between the regulated firm, NCA and/or ARM. Matt Smith, Chief Executive Officer at SteelEye said: MiFID II has…

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March 10, 2020 BY Steffy Bogdanova

ESMA reviews the transparency regime for non-equity instruments for MiFIR

Europe’s market regulator, the European Securities and Markets Authority (ESMA) has launched a Consultation Paper in review of the transparency regime for non-equity instruments and the trading obligation for derivatives under the Market in Financial Instruments Regulation (MiFIR). In this Paper, ESMA makes proposals for possible amendments to the transparency regime based on data analyses…

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ESMA bond liquidity data
August 02, 2019 BY Valentina Kirilova

ESMA makes new liquidity data for bonds subject to the pre- and post-trade requirements of MiFID II

The EU securities markets’ regulator ESMA has just informed the public that it has started to make available new data for bonds available for trading on EU trading venues. The following announcement has been made for bonds, subject to the pre-trade and post-trade requirements of the Markets in Financial Instruments Directive (MiFID II) and Regulation…

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Moment of Truth: ESMA now requires the online publication of RTS27 and RTS28 reports
November 10, 2017 BY Valentina Kirilova

ESMA updates its Q&As on MiFID II/MiFIR investor protection topics

The European Securities and Markets Authority (ESMA) informed that it has added 4 new Q&As to its Questions and Answers (Q&A) document on the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The new Q&As cover the topics of post-sale reporting, record keeping, and inducements. The…

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Regulation
October 03, 2017 BY Valentina Kirilova

ESMA publishes latest updates to MiFIDII/MiFIR investor protection Q&As

The European Securities and Markets Authority (ESMA) has added 12 new Q&As to its Questions and Answers (Q&A) document on the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The new Q&As cover the topics of client categorisation, post-sale reporting, recording of telephone conversations and electronic…

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July 10, 2017 BY Valentina Kirilova

ESMA updates MIFID II/ MIFIR investor protection Q&A

The European Securities and Markets Authority (ESMA) announced that has added 2 new Q&A to its Questions and Answers (Q&A) document on the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The new Q&A cover the topics of recording of telephone conversations and electronic communications, and…

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ESMA ceases renewal of product intervention CFDs measures
May 22, 2017 BY Valentina Kirilova

ESMA clarifies traded on a trading venue under MIFID II

The European Securities and Markets Authority (ESMA) has issued today an opinion regarding the implementation of the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The opinion clarifies the concept of “traded on a trading venue” (TOTV), which is relevant for a number of provisions under MIFID II and MiFIR. The concept of…

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ESMA bond liquidity data
April 04, 2017 BY Valentina Kirilova

ESMA updates MIFID II/MIFIR investor protection Q&As

The European Securities and Markets Authority (ESMA) has added 10 new Q&As to its Questions and Answers (Q&A) document on the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The MiFID II Q&A provide clarifications on the following topics: Best execution; Suitability; Post sale reporting; Inducements…

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February 27, 2017 BY admin

Trax and Droit partner for EMIR eligibility and derivatives reporting service

Trax, a provider of regulatory reporting, trade matching and capital market data services, has reached agreement with Droit Financial Technologies (Droit), the provider of real-time global regulatory decision systems for capital markets, to offer an eligibility determination and regulatory reporting service to help firms meet the European Market Infrastructure Regulation (EMIR) for derivatives. The Trax…

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