January 03, 2017 BY Valentina Kirilova
SFC reprimands and fines MIS Services Limited $3 million for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined MIS Services Limited (formerly known as Standard Chartered Investment Services Limited) (SCIS) $3 million for its failure to comply with regulatory requirements under the SFC Code on MPF Products (MPF Code) and Fund Manager Code of Conduct. An SFC investigation found that SCIS failed to…
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