Tag: Nasdaq Stockholm

Nasdaq
October 18, 2018 BY Valentina Kirilova

Nasdaq Stockholm welcomes Moment Group to the main market

Nasdaq (Nasdaq: NDAQ) has announced that Moment Group AB, a small cap company within the consumer services sector, will start trading of its shares on the main market of Nasdaq Stockholm. Moment Group was previously listed on Nasdaq First North Premier and is the 62nd company to list on Nasdaq’s Nordic markets in 2018. Moment…

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fca fine
October 04, 2018 BY Valentina Kirilova

Nasdaq Stockholm fines Leading Edge Materials Corp.

The Disciplinary Committee of Nasdaq Stockholm has informed that it has found that Leading Edge Materials Corp. (“LEM” or “the Company”) has breached the Nasdaq First North Nordic Rulebook (the “Rulebook”) and therefore ordered LEM to pay a fine of two annual fees, corresponding to an amount of SEK 146,652. The Disciplinary Committee has concluded…

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Nasdaq Copenhagen Improves Small Cap Market Access For Non-Nordic Trading Members
September 25, 2018 BY Valentina Kirilova

Nasdaq Stockholm launches two new sustainable debt segments

Nasdaq (Nasdaq: NDAQ) has announced the launch of two new market segments in Stockholm – Nasdaq Stockholm Sustainable Commercial Papers and Nasdaq Stockholm Sustainable Products. The new market segments will list sustainable commercial papers and structured products, respectively, and follows the strong growth of Nasdaq’s Sustainable Bond Market. The launch of these two segments further…

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Nasdaq Copenhagen Improves Small Cap Market Access For Non-Nordic Trading Members
September 14, 2018 BY Valentina Kirilova

Nasdaq Stockholm fines Oscar Properties Holding AB SEK 410,000

The Disciplinary Committee of Nasdaq Stockholm has found that Oscar Properties Holding AB (“Oscar Properties” or the “Company”) has breached Nasdaq Stockholm’s Rule Book for Issuers (the “Rule Book”) and, accordingly, has imposed a fine on Oscar Properties amounting to two annual fees, corresponding to an amount of SEK 410,000. The Disciplinary Committee has found…

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June 26, 2018 BY Valentina Kirilova

Nasdaq Stockholm fines Wifog Holding AB

The Disciplinary Committee of Nasdaq Stockholm has found that Wifog Holding AB has breached Nasdaq First North’s regulations (the Rulebook) and, accordingly, ordered Wifog to pay a fine amounting to four annual fees, corresponding to an amount of SEK 293,394 (33,100 US dollars). The Disciplinary Committee has concluded that Wifog has acted in breach of…

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December 29, 2017 BY Valentina Kirilova

Nasdaq Stockholm fines Sandvik SEK 3,105,000

The Disciplinary Committee of Nasdaq Stockholm informed that it has found that Sandvik AB (“Sandvik” or “the Company”) has breached Nasdaq Stockholm’s Rule Book for Issuers (“the Rule Book”) and, accordingly, has imposed a fine on Sandvik amounting to one annual fee, corresponding to an amount of SEK 3,105,000. The Disciplinary Committee has found that…

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September 22, 2017 BY Valentina Kirilova

Nasdaq Stockholm fines the Marketing Group PLC SEK 595,546

The Disciplinary Committee of Nasdaq Stockholm has found that The Marketing Group PLC has breached the regulations of Nasdaq First North (“the Rule Book”) in several respects and, accordingly, has imposed a fine on The Marketing Group amounting to two annual fees, corresponding to an amount of SEK 595,546. The Disciplinary Committee finds that The…

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July 27, 2017 BY Valentina Kirilova

Nasdaq Stockholm fines XBT provider AB SEK 1,000,000

The Disciplinary Committee of Nasdaq Stockholm has found that XBT Provider AB has breached Nasdaq Stockholm’s Rule Book for Issuers of warrants and certificates and other regulations in several respects and, accordingly, has imposed a fine on XBT amounting to SEK 1,000,000. XBT has not complied with the internal routines and procedures (Internal Rule Book)…

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nasdaq
July 14, 2017 BY Valentina Kirilova

Nasdaq Stockholm fines Skandinaviska Enskilda Banken SEK 3,105,000

After imposing a fine on CybAero amounting to three annual fees just yesterday, the Disciplinary Committee of Nasdaq Stockholm announced that has found that Skandinaviska Enskilda Banken AB (SEB) has breached Nasdaq Stockholm’s Rule Book for Issuers (“the Rule Book”) and, accordingly, has ordered SEB to pay a fine of one annual fee, corresponding to…

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DFSA
July 13, 2017 BY Valentina Kirilova

Nasdaq Stockholm fines CybAero corresponding to three annual fees

The Disciplinary Committee of Nasdaq Stockholm announced that has found that CybAero AB has breached the Nasdaq First North Rule Book (“the Rule Book”) in several respects and, accordingly, has imposed a fine on CybAero amounting to three annual fees, corresponding to an amount of SEK 341,890. The Disciplinary Committee has determined that CybAero did…

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