Tag: NCA

regulations
August 27, 2019 BY Valentina Kirilova

ESMA does not surprise with the positive opinion on Slovenia's CFD restrictions

The European regulator ESMA has earlier today issued its positive opinion on product intervention measures taken by Slovenia and its National Competent Authority (NCA). According to the EU watchdog, the proposed measures are justified and proportionate. NCA needs to take product intervention measures that are at least as stringent as ESMA’s measures. However, Slovenia’s Securities…

Read more
July 26, 2016 BY Valentina Kirilova

ESMA finalises standards on sanctions and measures under MAR

The European Securities and Markets Authority (ESMA) has issued today final implementing technical standards (ITS) regarding sanctions and measures which will implement the Market Abuse Regulation (MAR). The ITS prescribe how national competent authorities (NCAs) should notify ESMA annually of the investigations they conduct and the sanctions and measures imposed in their Member States under…

Read more