New Zealand’s FMA releases Authorised Financial Advisers information LeapRate

March 27, 2017 BY Valentina Kirilova

New Zealand's FMA releases Authorised Financial Advisers information

The Financial Markets Authority published its third statistical report on Authorised Financial Advisers (AFAs) in New Zealand. The FMA requires AFAs to submit an annual information return each year. The report uses the data from that questionnaire to provide a snapshot of the sector for the 12 month period ending June 30th 2016. It has…

January 28, 2015 BY Andrew Saks-McLeod

New Zealand FMA and NZX sign memorandum of understanding

The FMA and NZX have developed a cooperative operational relationship to help deliver the most effective regulation of New Zealand’s capital markets, and this MoU formalises and enhances that collaboration

October 01, 2014 BY Andrew Saks-McLeod

New Zealand issues enforcement report - FX regulation goes from non-existent to fully aligned in one year

New Zealand's FMA focuses on strengthening its regulatory prowess, stating that FX is a priority area for enforcement

Tag: New Zealand regulation