October 13, 2015 BY Mike Fox
UBS to pay $19.5 million settlement involving notes linked to currency index
Case is agency’s first against an issuer of retail structured notes.
Read moreCase is agency’s first against an issuer of retail structured notes.
Read moreSecurities arbitration law firm Dimond Kaplan & Rothstein is investigating whether UBS misled investors in the marketing and selling of the complex V10 product and other currency and foreign-exchange transactions.
Read moreUBS AG's (NYSE:UBS) chief global currency strategist has left the Swiss bank as part of its efforts to cut costs and streamline operations, the Wall Street Journal reported yesterday, citing two people familiar with the matter. The Journal said Mansoor Mohi-uddin, who was based in Singapore, joined Swiss Bank Corp in 1998 as an emerging-markets…
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