Tag: Ontario Securities Commission

September 23, 2015 BY LeapRate Staff

Canadian regulator OSC warns against Algo Capitals Limited

Canada’s leading securities regulator, the Ontario Securities Commission (OSC), has issued a warning against UK-based Algo Capitals Limited, operating as AlgoCapitals via website algocapitals.com. According to the OSC warning, AlgoCapitals is not registered in Ontario, Canada to engage in the business of trading in securities or advising anyone with respect to investing in, buying or selling…

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August 25, 2015 BY Mike Fox

Canadian securities regulator OSC warns against SpotFN and Broker Capital

Another week brings more brokerage warnings from Canada, today the Canadian provincial regulator Ontario Securities Commission (OSC) would like to warn the public regarding two brokers for attempting to do business in the Canadian province without being registered to solicit clients or conduct business in Ontario, Canada. The first broker listed is SpotFN, LLC doing business as SpotFN.com…

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March 06, 2015 BY Maria Nikolova

Canada's OSC warns of unauthorized binary options broker Titan Trade

The Ontario Securities Commission (OSC) today issued a warning about binary options broker Titan Trade Capital Limited. The regulator is concerned that the company, which offers its services via www.titantrade.com, is making its services available to residents of Ontario, without having the necessary license to do so. According to Canadian laws, companies are allowed to…

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January 10, 2015 BY LeapRate Staff

Ontario Securities Commission issues warning re FXDD Malta

Canadian financial regulator Ontario Securities Commission (OSC) has issued a warning regarding retail forex broker FXDD Malta Ltd. According to the OSC, FXDD Malta is not registered in Ontario, Canada to engage in the business of  trading in securities or advising anyone with respect to investing in, buying or selling securities. We would note that FXDD does…

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December 20, 2014 BY LeapRate Staff

Ontario Securities Commission warns against binary options broker Option.fm

Canadian financial regulator Ontario Securities Commission (OSC) has issued a warning regarding binary options broker Option.fm. Option.fm is owned by B. O. Technologies Limited, also doing business as Option Financial Markets. According to the OSC, Option.fm is not registered in Ontario, Canada to engage in the business of trading in securities, or advising anyone with respect…

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December 19, 2014 BY Mike Fox

Ontario's financial regulator issues warning on C6 Forex Inc.

Today, the the Ontario Securities Commission (OSC), an independent Crown corporation that is responsible for regulating the capital markets in Ontario, Canada joined the UK's FCA is providing warnings to prospective and current traders regarding unscrupulous Forex dealers/brokers. As always, if you are a trader reading this - be cautious with which firm to do…

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