Tag: OpenMarkets Australia Limited

OpenMarkets ASIC license conditions
February 02, 2018 BY Valentina Kirilova

ASIC removes license conditions imposed on OpenMarkets Australia Limited

ASIC and OpenMarkets Australia Limited (OpenMarkets) have agreed to the removal of additional license conditions imposed on OpenMarkets on 10 July 2017, the Regulator announced earlier today. The removal of the additional license conditions follows the completion of an independent expert's review of the effectiveness of OpenMarkets' implementation of recommendations arising from an earlier review…

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OpenMarkets ASIC license conditions
September 28, 2017 BY Valentina Kirilova

OpenMarkets Australia pays $200,000 infringement notice penalty

Australia financial regulator ASIC just announced that OpenMarkets Australia Limited has paid a penalty of $200,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (MDP). The MDP had reasonable grounds to believe that OpenMarkets, throughout various periods in 2015 and 2016, breached the market integrity rules in relation to…

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