ASIC has issued a statement clarifying the documentation required by foreign firms when applying for exemption, the objective being to make the process easier
Read moreUS Government signs off bill scaling back the CFTC's power to control swaps in other countries, after a year of planning global regulatory standardization
Read moreNotable for her efforts in overseeing the LIBOR investigation, Gretchen Lowe assumes the position of Principal Deputy Director and Chief Counsel in the CFTC’s Division of Enforcement.
Read moreCFTC cites Robert J. Andres of Houston, Texas, his company, Winsome Investment Trust, Robert L. Holloway of San Diego, California, and his company US Ventures LC, in civil monetary penalty of $32,370,000 and restitution for defrauded customers totaling $12 million.
Read moreSeries of senior appointments have been made by CFTC Chairman Timothy Massad as he begins his term at the top of the US federal regulator.
Read moreCFTC's most recently elected Commissioner joins the US regulatory authority after substantial experience in the electronic trading industry at senior level.
Read moreUS authorities expand willingness to strengthen global regulatory framework for OTC derivatives by cooperating with Australian financial regulator.
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