Alpari's Japanese operation has been issued with a fine by the FFAJ for asymmetric slippage on certain MetaTrader 4 client accounts which took place in December 2013.
Read moreMerrill Lynch, Pierce, Fenner & Smith Incorporated $1.9 million for fair pricing and supervisory violations in connection with more than 700 retail customer transactions in distressed securities over a two-year time period, as well as ordering restitution of $540,000
Read moreSubsequent to Lloyds Bank's $370 million fine for manipulation and falsification which included LIBOR irregularities, ICE issues consultation paper
Read moreThe US Commodity Futures Trading Commission has issued a monetary penalty to JP Morgan Securities LLC for submitting inaccurate large trader reports.
Read moreThe Financial Conduct Authority has followed the CFTC in concluding investigations concerning the conduct of Lloyds Banking Group, resulting in a fine of £105 million for misconduct relating to the Special Liquidity Scheme.
Read moreIndependent financial industry research consultancy Autonomous Research points to potentially astronomical fines leveled at banks for FX rate rigging
Read moreNew retail FX brokerage FxGrow establishes in Cyprus, taking A-book liquidity from CFH Clearing.
Read moreDeutsche Bank sets aside funds for legal provision and payment of potential fines in FX rate manipulation case, indicating potential conclusion
Read moreCySec applies €14,000 fine to DFG Capital, further highlighting the difference between its punitive measures and those of other jurisdictions
Read moreAustralian regulatory authority ASIC has imposed an eight year ban from working in the financial services industry on Jeremy Kaviraj Nambiar after an investigation exposed false trades which cost Westpac $17.6 million
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