December 15, 2016 BY Valentina Kirilova
SFC bans former account executive of Phillip Securities for two years
The Securities and Futures Commission (SFC) has prohibited Mr Poon Kin Lung, a former account executive of Phillip Securities (Hong Kong) Limited, from re-entering the industry for two years from 15 December 2016 to 14 December 2018 over breaches of the SFC’s Code of Conduct. The SFC found that from 1 January 2014 to 28…
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