March 19, 2019 BY Valentina Kirilova
BOCI Securities Limited reprimanded and fined HK$10 million by the SFC
Hong Kong’s Securities and Futures Commission (SFC) today issued an official reprimand of BOCI Securities Limited (BSL) and fined the company HK$10 million due to its internal controls and systems failures in the selling of its investment products. The disciplinary measures issued by the SFC followed an official investigation where it was discovered that BSL…
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