Tag: Retail funds

ESMA bond liquidity data
July 16, 2019 BY Valentina Kirilova

ESMA consults on performance fee guidelines for retail funds

Busy days for the EU’s securities markets’ regulator ESMA, as the regulator has just published a public consultation on draft guidelines on performance fees under the Undertakings for Collective Investments in Transferable Securities (UCITS) Directive. LeapRate reminds that last week, ESMA has published a statement, addressed to providers marketing, distributing or selling CFDs to retail…

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July 28, 2016 BY Valentina Kirilova

Broadridge: Retail funds & ETFs increase slightly with IBDs experiencing largest move from active to passive

Independent broker dealers (IBDs) and wirehouse firms experienced net asset outflows of 2% for actively managed mutual funds in the first half of 2016, according to data released by financial technology provider Broadridge Financial Solutions, Inc. (NYSE:BR) via its Fund Distribution Intelligence. Much of the outflows of actively managed funds from broker dealers appeared to move…

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