Cypriot regulatory authority CySec takes steps to align itself with the MiFID II directive by setting forth a series of rulings regarding market abuse, covering a wide range of asset classes
Read moreThe British stiff upper lip has prevailed in cases brought by the FCA during a three year period. In total contrast to the US authorities' penchant for court cases and restitution payments, most UK firms have settled in advance of decisions rather than contest the FCA
Read moreFIX Trading Community has pledged its commitment to working with ESMA on shaping rulings for institutional firms in the advent of Europe-wide trade execution rulings
Read moreCinnober's trade reporting platform offers MiFID-compliant pre-trade quoting and post-trade reporting for all European OTC for MTFs and investment firms
Read moreAustralian financial regulator ASIC alleges that Mr Fei Yu gained insider information relating to CFDs from which he profited $20,000. He now faces a potential jail term and $220,000 fine.
Read moreAs ASIC follows the American and European lead in reformation of trade reporting for OTC derivatives, the regulatory authority seeks comment from the industry prior to implementation of proposed rulings.
Read moreUS regulator provides time-limited no-action relief for reporting parties from filing forms electronically on trader identification and market participant data until
Read moreMAR broadens reach of rules to new products, venues and trading techniques
Read moreMIFID II has undergone the addition of several new regulatory rulings aimed at customer protection, relating to portfolio management, transparency of pricing via trading platforms and exchanges, as well as the inclusion of further instruments.
Read moreAs the European regulatory structure continues its evolution, legal experts Tal Ron and Stephanie Attias explain latest considerations for Cyprus FX firms.
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