Tag: SFC licensed broker

Hong Kong SFC
May 27, 2021 BY Steffy Bogdanova

Hong Kong SFC imposes a $1.5 million fine on Ewarton Securities

Mung also failed to ensure transactions undertaken on behalf of the client were given priority over orders for his own account in the period between May 2017 and March 2018. In SFC’s decision to impose a fine on Ewarton, the regulator took into consideration the duration of the company’s misconduct. The Commission also took into…

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November 29, 2013 BY Gerald Segal

Sucden Financial expands in Hong Kong with upgraded SFC license

A leveraged foreign exchange products license aiming to establish an Asian foothold The Hong Kong subsidiary of UK Based Sucden Financial Limited has been granted a license for providing leveraged foreign exchange products by the Securities and Futures Commission (SFC) in Hong Kong. Clients of Sucden Financial (HK) will be granted access to trade FX…

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