The watchdog notes that such entities often use names similar to legitimate companies in order to confuse investors more easily.
Read moreThe Forex brokerage, which claims to have addresses in New Zealand and Hong Kong, is not authorized to target Hong Kong investors, the Securities and Futures Commission (SFC) warns.
Read moreThe Financial Secretary has re-appointed Mr Brian Ho and Mr Keith Lui as Executive Directors at SFC for another three-year term, effective from August 28, 2015.
Read moreThe number of applications the regulator received in the April-June 2015 period was 15.1% higher than a year earlier, signalling high interest in the regional market.
Read moreThe regulator has added Capstone Securities, Capstone Currency Group and Capstone Alliance Group to its Alert List, stressing that they are not authorized in Hong Kong and have nothing to do with Capstone Financial (HK) Ltd.
Read moreThe six episodes of the TV drama, called “SFC in Action 3”, portray the latest challenges in the work of the Hong Kong's securities and futures regulator.
Read moreThe trader incurred a US$3.3 million trading loss and then interfered with the bank's risk management system to conceal the actual risk exposure of his trades.
Read moreThe Securities and Futures Commission says BGCForex is a suspicious business entity, using a name similar to that of a licensed company.
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