January 09, 2018 BY Valentina Kirilova
Hong Kong SFC fines a former account executive of Sun Hung Kai Investment Services Limited $50,000
The Hong Kong Securities and Futures Commission (SFC) informed that it has reprimanded Mr Wu Hon Cheung, a former account executive of Sun Hung Kai Investment Services Limited (Sun Hung Kai), and fined him $50,000 for failing to keep proper records of a client’s order instructions, in breach of the Code of Conduct. The SFC…
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