January 26, 2017 BY Valentina Kirilova
SFC bans a former representative of Sun Hung Kai Investment Services Ltd for eight years
The Securities and Futures Commission (SFC) has banned Mr Ma Yu Lung, a former representative of Sun Hung Kai Investment Services Limited (SHKIS), from re-entering the industry for eight years from 26 January 2017 to 25 January 2025 for breach of the Code of Conduct. The SFC’s investigation found that on numerous occasions between September…
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