October 30, 2014 BY Andrew Saks-McLeod
Switzerland's regulator overhauls enforcement policy, takes new view toward communication
The Swiss Financial Market Supervisory Authority FINMA has updated its policy on enforcement, while also issuing a new policy on communication. Whereas the enforcement policy indicates when FINMA takes enforcement action to investigate breaches of supervisory law, the policy on communication sets out the criteria under which FINMA informs the public about its supervisory activity.…
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