The Hong Kong Securities and Futures Commission (SFC) just reminded market participants that with effect from 15 March 2017, reporting will be required for reportable short positions in all Designated Securities eligible for short selling specified by The Stock Exchange of Hong Kong Limited. This follows the completion of a two-month pilot test of the…
Read moreThe Securities and Futures Commission (SFC) has prohibited Mr William Wong Yick Lok, a former employee of Hang Seng Bank Limited, from re-entering the industry for three years from 30 September 2016 to 29 September 2019 following his conviction for forgery. The Court found that Wong, who was responsible for promoting insurance policy to customers…
Read moreThe Securities and Futures Commission (SFC) reminds all relevant market participants that with effect on 15 March 2017, reporting will be required for reportable short positions in all Designated Securities eligible for short selling specified by The Stock Exchange of Hong Kong Limited. Market participants are further reminded to ensure that they have systems and…
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