Tag: transaction reporting

July 11, 2016 BY Mike Fox

Euronext to offer MiFID II compliant trade publication and transaction reporting services

Euronext announced it will enhance its Trade Publication and Transaction Reporting Services (subject to regulatory approval) to allow investment firms to meet the new regulatory requirements specified under MiFID II. MiFID II comes into effect in January 2018 with the aim of improving the transparency of markets in financial instruments. Euronext’s Trade Publication and Transaction Reporting…

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March 01, 2016 BY LeapRate Staff

Transaction Reporting: CySEC begins enforcing adherence to standards established under EMIR

The following guest post is courtesy of Chris Dingley, Head of Sales at regulatory reporting solutions specialist Abide Financial. [divide] Following a reasonable bedding in period, CySEC has recently begun the process of enforcing adherence to standards established under EMIR. The recent communication regarding EMIR obligations on Cypriot regulated entities is a timely reinforcement of regulator…

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January 27, 2016 BY Mike Fox

ThinkLiquidity integrates with CME Group for transaction reporting

ThinkLiquidity today announced it has become a registered service provider with CME Group (NASDAQ: CME) to offer transaction reporting for brokers licensed under the Australian Securities Investments Commission (ASIC) to the CME Group ASIC licensed Australian Trade Repository (ATR). ASIC Derivative Transaction Rules apply to all reporting entities if they are in scope, which includes licensed brokers.…

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August 28, 2014 BY Mike Fox

Deutsche Bank fined £4.7m for failing to properly report CFD transactions

Deutsche Bank AG London Branch (Deutsche) has been fined £4,718,800 by the Financial Conduct Authority (FCA) for incorrectly reporting transactions between November 2007 and April 2013. Deutsche failed to properly report 29,411,494 Equity Swap CFD (contracts for difference) transactions. The failure, which affected all Deutsche’s Equity Swap CFD transaction reports in this period, breaches FCA…

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