ASIC charges former Macquarie financial adviser with dishonesty offences LeapRate

ASIC charges former Macquarie financial adviser with dishonesty offences

He was also charged with six counts of making a statement that was a maximum penalty of two years’ imprisonment and/or a fine of $21,000 for each of them. He also received five counts of to fraud with maximum penalties varying between 14 and 20 years’ imprisonment. Read more: ASIC investigation leads to eight years’…

February 13, 2020 BY Steffy Bogdanova

ASIC bans Macquarie financial adviser

Australian Securities and Investments Commission (ASIC) announced today the permanent ban of Queensland financial adviser Warren Scott Acworth from providing financial services. The investigation that led to the ban looked into Acworth’s conduct between December 2015 and May 2018 when he was working as adviser with Macquarie Equities Limited and in particular trading activities on…

Tag: Warren Scott Acworth

ASIC charges former Macquarie financial adviser with dishonesty offences

ASIC bans Macquarie financial adviser

Seaport Global Securities Fined $125k By FINRA

easyMarkets and Real Madrid Renew Collaboration Agreement

Nordic Capital Closes Evolution II Fund at €2bn Hard Cap After Rapid Fundraising

ATFX Africa: Empowering Traders Across South Africa

Swoosh Finance: ASIC Alleges Breach of Responsible Lending Obligations